AML / CFT Handbook for regulated financial services business – No longer effective as at 31 May 2022

As of 31 May 2022 this Handbook is no longer in effect. Follow this link to the consolidated AML/CFT Handbook which is applicable to all supervised persons.

Part 1 - Statutory requirements, codes of practice and guidance notes

Glossary

Index to AML / CFT Handbook sections 1 - 14
AML / CFT Handbook sections 1 - 14 consolidated - 31 May 2021

General sections

Section 1 - Introduction -31 May 2021
Section 1 - Introduction track change version - 31 May 2021

Section 2 - Corporate governance - 31 May 2021
Section 2 - Corporate governance track change version - 31 May 2021

Section 3 - Identification measures - overview - 12 June 2019
Section 3 - Identification measures - overview track change version - 12 June 2019

Section 4 - Identification measures - finding out identity and obtaining evidence - 31 May 2021
Section 4 - Identification measures - finding out identity and obtaining evidence track change version - 31 May 2021

Section 5 - Identification measures - reliance on obliged persons - 31 May 2021
Section 5 - Identification measures - reliance on obliged persons track change version - 31 May 2021

Section 6 - Ongoing monitoring - 12 February 2020
Section 6 - Ongoing monitoring track change version  - 12 February 2020

Section 7 - Enhanced and simplified CDD measures - 12 February 2020
Section 7 - Enhanced and simplified CDD measures track change version - 12 February 2020

Section 8 - Reporting money laundering and terrorist financing activity - 12 February 2020
Section 8 - Reporting money laundering and terrorist financing activity track change version- 12 February 2020

Section 9 - Screening, awareness and training of employees - 12 June 2019
Section 9 - Screening, awareness and training of employees track change version - 12 June 2019

Section 10 - Record keeping - 12 February 2020
Section 10 - Record keeping track change version -12 February 2020

Sector specific sections

Section 11 - Banking: wire transfers -13 June 2019

Section 12 - Banking: correspondent banking (incorporated into section 7)

Section 13 - Trust company business - 12 June 2019
Section 13 - Trust company business track change version - 12 June 2019

Section 14 - Funds and Fund operators - 12 February 2020
Section 14 - Funds and Fund operators track change version - 12 February 2020

Appendices

Appendix A - JFCU suspicious activity report guidelines on the Jersey Police website

Appendix B - Equivalent countries and territories - 31 May 2021
Appendix B - Equivalent countries and territories track change version - 31 May 2021

Appendix C - Written assurance template - Article 16 of the Money Laundering Order  - 31 May 2021

Appendix D1 - Countries and territories for which a FATF call for action applies - 4 March 2022
Appendix D2 and amendments log - 4 March 2022
Appendix E1 - Notification Point 2 Article 8 - 7 June 2021
Appendix E2 - Notification Point 2 Article 21 - 7 June 2021

Part 2

Information resource

Part 4 - Further reference material

Section 1 - Proceeds of Crime (Jersey) Law 1999 - Schedule 2
Section 1 - Proceeds of Crime (Jersey) Law 1999 - Schedule 2 track change version

Section 4 - Guidance on products and services - consolidated
Section 4.1 - Guidance on prepaid cards
Section 4.2 - Guidance on E-ID