Service notice – myRegistry and our Security Interests Register will be unavailable due to scheduled maintenance from 10:00am until 6:00pm on Saturday 29 November and 6:00pm on Tuesday 2 December until 2:00am on Wednesday 3 December.

Codes of Practice

Our Codes of Practice set out the principles and detailed requirements that must be complied with when conducting financial services business. Each code is issued and maintained using powers provided by legislation.

Share your feedback

We are always keen to hear views on the Codes of Practice, even outside of the formal consultation process. If you would like to get in touch to discuss our work, email [email protected]

Alternative Investment Funds Code of Practice

Effective from 1 January 2021

Certified Funds Code of Practice

Effective from 1 January 2021

Deposit-taking Business Code of Practice

Effective from 01 January 2025

Fund Services Business Code of Practice

Effective from 15 July 2021

General Insurance Mediation Business Code of Practice

Effective from 1 January 2021

Insurance Business Code of Practice

Effective from 1 January 2021

Investment Business Code of Practice

Effective from 17 January 2022

Money Service Business Code of Practice

Effective from 1 January 2021

Trust Company Business Code of Practice

Effective from 1 January 2021

Code of Practice tracked changes

Looking for help?

For assistance around codes of practice, try Reggie, our regulatory AI assistant.

Reggie – regulatory chatbot

Share your feedback

We are always keen to hear views on the Codes of Practice, even outside of the formal consultation process. If you would like to get in touch to discuss our work, email [email protected]